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Research Development and Compliance

Grand Forks, ND

   
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Ethical Conduct in Research, Scholarship and
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XII. DISPOSITION PHASE (no federal or state funding)

A.

If No Academic Misconduct is Found (no federal or state funding)
Within ten (10) working days of receipt of the CoI report, the VPAA shall furnish the report to the Respondent with the VPAA’s decision including sanctions, if any. The VPAA shall inform the Respondent, Complainant, and the appropriate Dean that allegations of misconduct were not supported. If the allegations are deemed to have been maliciously motivated, the Committee will report those findings to the VPAA. If the allegations, however incorrect, are deemed to have been made in good faith, no additional measures are indicated and efforts will be made to prevent retaliatory actions. In publicizing the findings of no misconduct, the University will be guided by whether public announcements will be harmful or beneficial in restoring any reputation(s) that may have been damaged. Usually, such decision will rest with the Respondent.

 

 

B. If Academic Misconduct is Found (no federal or state funding)

 

1.

The VPAA shall consider the recommendations of the CoI and shall be responsible for determining and implementing any sanctions. Within 10 working days of receipt of the report from the CoI, the VPAA shall notify the Respondent and the President, in writing, of the recommended sanctions, if any. A copy of the report will accompany the VPAA’s decision.

 

 

 

 

2.

The University must impose sanctions that are appropriate to the seriousness of the misconduct, including, but not limited to, one or more of the following:

 

 

a.

Letter of reprimand in file.

 

 

b.

Removal from particular project.

 

 

c.

Special monitoring of future work.

 

 

d.

Letter of reprimand with public notice.

 

 

e.

Probation for a specified period with conditions.

 

 

f.

Suspension of rights and responsibilities for a specified period, with or without salary.

 

 

g.

Financial restitution.

 

 

h.

Termination of employment/enrollment.

 

 

 

3.

If the sanctions involve a recommendation for termination of employment, the Respondent may use University academic termination procedures.

 

 

 

4.

Sanctions that prevent the Respondent from fulfilling his/her obligations as an employee of the University shall not be imposed during the Inquiry or Investigation phase unless it is necessary to prevent harm to the Respondent or to others.

 

5.

Sanctions that prevent the Respondent from fulfilling his/her obligations as an employee of the University shall not be imposed during the Inquiry or Investigation phase unless it is necessary to prevent harm to the Respondent or to others.

C.

Appeal (no federal or state funding)
Respondents may appeal the sanctions of the CoI to the Standing Committee on Faculty Rights (SCFR).

 

 

 

1.

Under section 605.3(9) of the State Board of Higher Education(SBHE) Policies, the Respondent may appeal to SCFR “[i]f the administration determines that the conduct of a faculty member . . . provides reasonable cause for imposition of a sanction, the administration shall inform the faculty member in writing of the sanction and the reasons for the sanction. . . . If the sanction is imposed without a [SCFR] hearing . . .”, the faculty member may request a SCFR review by following the SBHE policy and the University’s implementation, both of which may be found in the University’s Faculty Handbook.

 

 

 

2.

If initiated, the review of imposed sanctions by SCFR concludes review under this Policy.

     
  3. If the finding of misconduct results in termination, Respondents may request a SCFR review of the decision to terminate by following the SBHE policy and the University’s implementation, both of which may be found in the University’s Faculty Handbook.

 

 

 

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Research Development and Compliance
Twamley Hall Room 105
264 Centennial Drive Stop 7134
Grand Forks, ND 58202-7134
Telephone: 701-777-4278
Fax: 701-777-6708
Email: rdc@mail.und.nodak.edu

The University of North Dakota Grand Forks, ND 58202
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